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Compliance

Investor Charter

The investor charter sets out the vision, services, and rights of investors dealing with a SEBI-registered Research Analyst.

A. Vision and Mission

Vision: Towards a transparent and trusted research analyst ecosystem that helps every investor make informed decisions in the Indian securities market.

Mission: Every investor should be able to invest in the right investment products based on their needs, manage and monitor them to meet their goals, access reports, and enjoy financial wellness.

B. Details of business transacted

• Publish research reports based on research activities.
• Provide an independent and unbiased view on securities.
• Offer unbiased recommendations, disclosing the financial interests of the research analyst.
• Provide research recommendations based on publicly available information.
• Conduct an annual audit of compliance.

C. Details of services / onboarding / disclosure to clients

• Distribute research reports without discrimination among clients.
• Maintain confidentiality of reports until they are made public.
• Disclose all material information about the research analyst including registration, terms, fees, and conflict of interest.
• Onboard clients only after verifying KYC through banking channels and authorized partners.

D. Grievance redressal mechanism

Investors may first contact the research analyst directly. Complaints should ordinarily be resolved within 30 days. Unresolved complaints may be escalated to SEBI through the SCORES portal or the SEBI ODR portal. See the Grievance Redressal section for the full process and escalation matrix.

E. Investor Do's and Don'ts

Do's

• Deal only with SEBI-registered research analysts.
• Verify the registration on the SEBI website.
• Pay attention to disclosures made by the research analyst.
• Pay fees only through banking channels (UPI, NEFT, RTGS, IMPS, cheque) and keep a receipt.
• Read recommendations carefully before applying for IPOs or securities.
• Ask questions and seek clarifications on any recommendation.
• Report any assured-return offers to SEBI.

Don'ts

• Do not give funds for investment to the research analyst.
• Do not fall for luring advertisements or rumours.
• Do not accept gifts, discounts, or incentives from a research analyst.
• Do not share trading or demat account credentials with anyone.

Download Investor Charter (PDF)

Issued by Prime Investment Consultants (SEBI Reg: INH000016603) — proprietor Amardeep Batra.

Compliance

Code of Conduct

Amardeep Batra, proprietor of Prime Investment Consultants, is a SEBI-registered Research Analyst (Reg. No. INH000016603). In accordance with Regulation 24(2) of the SEBI (Research Analyst) Regulations 2014, the following Code of Conduct is maintained:

1. Honesty and Good Faith

   Conduct all research and dealings with clients with honesty, integrity, and in good faith.

2. Diligence

   Act with due skill, care, and diligence in carrying out research activities, including thorough analysis and verification of sources.

3. Conflict of Interest

   Identify and disclose conflicts of interest. Avoid situations that may compromise independence of research, and disclose any financial interest in securities being recommended.

4. Insider Trading or Front Running (none)

   Do not engage in insider trading or front running. Maintain Chinese walls and trade restrictions to prevent misuse of unpublished information.

5. Confidentiality

   Maintain confidentiality of research reports and client information until they are made public, and protect client data per applicable law.

6. Professional Standard

   Maintain the highest standards of professional conduct expected of a SEBI-registered research analyst.

7. Compliance

   Comply with all applicable SEBI regulations, circulars, and guidelines, and cooperate fully with regulatory authorities.

8. Responsibility of Senior Management

   Senior management — in this case, the proprietor — is responsible for ensuring the highest standards of conduct, supervision, and compliance across the firm.

Privacy

Privacy Policy

www.finprime.co (hereinafter referred to as “website”) is the domain owned by Prime Investment Consultants. We offer independent equity research services to retail and corporate clients on a subscription basis.

The information on this website is provided on an “as is” basis. Nothing on this website constitutes an offer to buy or sell securities. Past performance does not indicate future results. Investments in the securities market are subject to market risks; please read all related documents carefully before investing.

How we handle your data

1. KYC information collected: name, email, phone, PAN, and state of residence — collected via an authorized third-party KYC partner.
2. Records retention: we retain client records for the period required by SEBI regulations and applicable law.
3. Safeguards: we maintain physical, electronic, and procedural safeguards to protect personal information.
4. Confidentiality: mobile numbers, names, addresses, and email addresses are kept confidential and used only for legitimate business purposes.
5. Restricted access: client data is accessible only to authorized personnel and is governed by need-to-know.
6. Training: any personnel handling client data are trained on confidentiality and data-protection obligations.
7. Partner agreements: third-party partners are bound by confidentiality agreements consistent with this policy.
8. Secure destruction: physical and electronic records are destroyed securely at the end of their retention period.
9. Continuous review: this policy is reviewed periodically and may be updated to reflect changes in law or our practices.

For questions about this policy or your personal data, contact us at contact@finprime.co.

Accessibility

Accessibility Statement

Prime Investment Consultants is committed to ensuring digital accessibility for people with disabilities. We continually improve the user experience for everyone and apply the relevant accessibility standards.

Conformance status

This website aims to conform to the Web Content Accessibility Guidelines (WCAG) 2.2 Level AA, the Indian Standard IS 17802:2021, and the Rights of Persons with Disabilities (RPwD) Act, 2016.

Feedback and contact

We welcome feedback on the accessibility of this website. If you encounter any barriers, please contact us:

• Nodal Officer for Accessibility: Amardeep Batra
• Email: contact@finprime.co
• Phone: +91 9999396356
• Postal address: TS-909, Galaxy Blue Sapphire Plaza, Greater Noida – 201309

Compatibility

This website is designed to be compatible with assistive technologies, including modern screen readers (NVDA, JAWS, VoiceOver, TalkBack), keyboard-only navigation, and browser zoom up to 400%.

Last reviewed: 2026-06-26